Broker Check

Your Visit

Your Preparation Will Help Us Give You the Best Financial Advice.

We will confirm your appointment by email or phone a few days before it is scheduled to take place. In order for us to be of greatest help to you, please gather and bring the following documents to your meeting:

Initial Meeting:

  • Recent investment account statements, pension documents, PERS or FERS statements
  • Social Security projections
  • Most recent paystub and bank statement
  • Most recent tax return
  • Estate planning documents
  • Mortgages and Liabilities
  • Insurance Statements including Life Insurance, Long Term Care, and Disability

Becoming an Investment Client:

  • Driver’s license or photo identification (if not a citizen, residency documentation)
  • Voided check and/or checkbook
  • Beneficiary information: Social Security number, date of birth, etc. of relatives or other beneficiaries

Review Meeting:

  • Investment accounts not held with us, recent PERS statement, pension documents
  • Most recent paystub and bank statement
  • Most recent tax return
  • Social Security Benefit statement
  • Updated trust or estate planning documents
  • Change of employment status documents
  • Change of name or life status documents: birth certificates, driver licenses, marriage licenses, court documents, etc.
  • Financial documents related to inheritance, settlements, home purchase or sale, etc.

Have a Question?

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